BMO 请 Associate Compliance Officer

168OnlineCareer

新客户广告位
更多广告请点击
中文黄页

公司：BMO
0 _* |$ U; p! W% v. d: M8 c& ^职位：Associate Compliance Officer

工作内容
( V" i- r& V9 u. L

·         Develop, maintain and implement changes to the firm’s compliance and registration policies & procedures to ensure that the firm’s compliance program keeps pace with applicable regulatory developments.

·         Conduct monitoring of registration activities in accordance with the Enterprise Compliance Framework.

·         Identify opportunities to implement policies and procedures for greater efficiencies, cost minimization and improve service levels for business partners

·         Manage risk and minimize losses through monitoring and controlling firm and individual licensing requirements.

·         Conduct internal investigations regarding civil, criminal, financial and regulatory disclosure information is reviewed respecting a registrant’s status and background.

·         Provide advice and guidance to Branches, Lines of Business, HR, PCG Learning and Corporate Secretaries Offices on related registration matters.

·         Partner with Finance, Legal, Branches, and other departments to ensure a variety of regulatory filings are made within prescribed timelines.

·         Ensure operational integrity and privacy measures are maintained and safeguarded with the LOB and compliance department.

! c  I! Y3 \9 J2 Y6 C想了解更多职位信息，咨询请通过微信号onlineservice168
/ I) O9 ~, m. q, Z! {* Q
我们的在线小助手会第一时间与您联系。谢谢！

168 Consulting与诸多大型金融会计IT工程类的公司有长期的合作，也提供在线的应聘指导咨询。我们线上的导师都是各个行业内的在职精英，并有修改简历求职信，面试辅导，模拟面试，职业咨询，推荐工作的相关经验。请关注我们的公众号，将有定期的各大行业的讲座，更多的内推的机会也在等着您~